securities and exchange commission

JP Morgan Affiliates To Pay $151 Million To Resolve SEC Enforcement Actions

11 min read

International

JP Morgan Affiliates To Pay $151 Million To Resolve SEC Enforcement Actions

blackboxinsightsnews November 1, 2024

Securities and Exchange Commission Press Release Yesterday, October 31, 2024, the Securities and Exchange Commission charged J.P. Morgan Securities LLC (JPMS) and J.P. Morgan Investment Management Inc. (JPMIM) – both affiliates of JPMorgan Chase & Co. (JP Morgan) –...

Securities & Exchange Commission Awards $37 Million To A Whistleblower

3 min read

International

Securities & Exchange Commission Awards $37 Million To A Whistleblower

blackboxinsightsnews July 17, 2024

Today, July 17, 2024, the Securities and Exchange Commission announced an award of more than $37 million to a whistleblower who provided information not previously known to the SEC and which significantly contributed to a successful enforcement action. The...